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Articles, resources, insights on pay to play regulations on the federal and state level

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Benjamin Keane

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  • Compliance
  • General
  • SEC

No Good Deed Goes Unpunished: The SEC’s Recent $100K Penalty For Inadvertent and Self-Reported Pay-to-Play Violations Is A Not So Subtle Reminder of the Need for Compliance Vigilance

By Benjamin Keane and Michael Pfeifer
  • District of Columbia

New DC Pay to Play Provision Clears Initial Hurdles Before City Council – December 2018

By Benjamin Keane and Michael Pfeifer
  • Montana

Montana Governor Signs Executive Order Seeking To Unmask Contractor Contributions to 501(c)(4) Nonprofits

By Benjamin Keane and Michael Pfeifer
  • California

San Francisco’s Potential Anti-Corruption and Accountability Ordinance Includes New Compliance Provisions That Venture Beyond Standard Pay-to-Play Laws

By Benjamin Keane and Michael Pfeifer
  • SEC

Hedge Fund Seeks Absolution from the SEC Claiming the Potential Pay-to-Play Penalty Doesn’t Fit the Violation

By Benjamin Keane
  • California

California State Treasurer Sets His Sights on Curbing Pay-to-Play in the Municipal Bond Arena

By Benjamin Keane
  • Connecticut

Connecticut Stands Firm to Enforce Pay-to-Play Against State Party Committee

By Benjamin Keane
  • Maryland

Maryland Just Can’t Help Itself When It Comes to Pay-to-Play Revisions

By Benjamin Keane
  • First Amendment
  • SEC

SEC Pumps the Breaks on the Adoption of FINRA’s Proposed Pay-to-Play Rule

By Benjamin Keane
  • SEC

FINRA Submits Final Pay-to-Play Provision for SEC Approval

By Benjamin Keane
  • Maryland

In the Wake of Maryland’s Recent Pay-to-Play Changes … A Chance to Weigh In on Pending State Regulations

By Benjamin Keane
  • Maryland

April Showers Bring… Another Round of Pay-to-Play Changes in the State of Maryland

By Benjamin Keane

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