Benjamin Keane, Author at Pay to Play Law Blog - Page 3 of 4

Amicus Brief Highlights the Massive Reach and Unintended Consequences of SEC Rule 206(4)-5

By Benjamin Keane

SEC

FINRA Quietly Proposes Pay-to-Play Type Rules for Its Broker-Dealer Members

By Benjamin Keane

California

No More “Golden Goose” for School Bond Campaign Donors in the Golden State?

By Benjamin Keane

SEC

Do SEC and MSRB Pay-to-Play Rules Scare Off Donations to Federal Candidates?

By Benjamin Keane

Just Call It The “Pay-to-Play” Corridor

By Benjamin Keane

New Jersey

Dollars to Donuts…Federal and State Pay-to-Play Rules Make 2013 New Jersey Political Engagement a Veritable Minefield for Current and Prospective Government Contractors, Investment Advisers, Municipal Securities Professionals and Swap Dealers

By Benjamin Keane

Holiday “Gifts” from the Nation’s Capitol

By Benjamin Keane

District of Columbia

D.C. Pay-to-Play Updates – Examining the Legislative Language of the Mayor’s Proposed Pay-to-Play Rules and A New Proposal From D.C. Councilman Jack Evans

By Benjamin Keane

Local Pay-to-Play Provision To Be Put Before the Voters In South Jersey, While DC Mayor Vincent Gray Makes A Push for New Pay-to-Play Rules in the Nation’s Capitol

By Benjamin Keane

SEC

SEC Gives Registered Investment Advisers More Time to Bring Themselves Into Compliance with the “Pay-to-Play” Ban on Third-Party Solicitation

By Benjamin Keane

District of Columbia

In the Wake of Recent Scandals and Brewing Federal Investigations, The D.C. Council Appears To Be Taking Another Look at Pay-To-Play Reform

By Benjamin Keane

Transparency

Taking Stock of The STOCK Act. . . . Wither “Political Intelligence”?

By Benjamin Keane