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Pay to Play Law Blog

Articles, resources, insights on pay to play regulations on the federal and state level

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Pay to Play Law Blog

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Benjamin Keane

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  • Compliance
  • SEC

Amicus Brief Highlights the Massive Reach and Unintended Consequences of SEC Rule 206(4)-5

By Benjamin Keane
  • SEC

FINRA Quietly Proposes Pay-to-Play Type Rules for Its Broker-Dealer Members

By Benjamin Keane
  • California

No More “Golden Goose” for School Bond Campaign Donors in the Golden State?

By Benjamin Keane
  • SEC

Do SEC and MSRB Pay-to-Play Rules Scare Off Donations to Federal Candidates?

By Benjamin Keane
  • Pennsylvania
  • Rhode Island

Just Call It The “Pay-to-Play” Corridor

By Benjamin Keane
  • New Jersey

Dollars to Donuts…Federal and State Pay-to-Play Rules Make 2013 New Jersey Political Engagement a Veritable Minefield for Current and Prospective Government Contractors, Investment Advisers, Municipal Securities Professionals and Swap Dealers

By Benjamin Keane
  • Commodities Futures Trading Commission
  • District of Columbia

Holiday “Gifts” from the Nation’s Capitol

By Benjamin Keane
  • District of Columbia

D.C. Pay-to-Play Updates – Examining the Legislative Language of the Mayor’s Proposed Pay-to-Play Rules and A New Proposal From D.C. Councilman Jack Evans

By Benjamin Keane
  • District of Columbia
  • New Jersey

Local Pay-to-Play Provision To Be Put Before the Voters In South Jersey, While DC Mayor Vincent Gray Makes A Push for New Pay-to-Play Rules in the Nation’s Capitol

By Benjamin Keane
  • SEC

SEC Gives Registered Investment Advisers More Time to Bring Themselves Into Compliance with the “Pay-to-Play” Ban on Third-Party Solicitation

By Benjamin Keane
  • District of Columbia

In the Wake of Recent Scandals and Brewing Federal Investigations, The D.C. Council Appears To Be Taking Another Look at Pay-To-Play Reform

By Benjamin Keane
  • Transparency

Taking Stock of The STOCK Act. . . . Wither “Political Intelligence”?

By Benjamin Keane

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