SEC Hedge Fund Seeks Absolution from the SEC Claiming the Potential Pay-to-Play Penalty Doesn’t Fit the Violation By Benjamin Keane
California California State Treasurer Sets His Sights on Curbing Pay-to-Play in the Municipal Bond Arena By Benjamin Keane
Connecticut Connecticut Stands Firm to Enforce Pay-to-Play Against State Party Committee By Benjamin Keane
First Amendment SEC SEC Pumps the Breaks on the Adoption of FINRA’s Proposed Pay-to-Play Rule By Benjamin Keane
Maryland In the Wake of Maryland’s Recent Pay-to-Play Changes … A Chance to Weigh In on Pending State Regulations By Benjamin Keane
Maryland April Showers Bring… Another Round of Pay-to-Play Changes in the State of Maryland By Benjamin Keane
Compliance SEC Amicus Brief Highlights the Massive Reach and Unintended Consequences of SEC Rule 206(4)-5 By Benjamin Keane
California No More “Golden Goose” for School Bond Campaign Donors in the Golden State? By Benjamin Keane
