Federal Contractors In The News Indiana SEC Pay to Play Updates – October 2022 By Benjamin Keane, Michael Zolandz, C. Randall Nuckolls, Michael Pfeifer, and Merrill Weber
Compliance General SEC No Good Deed Goes Unpunished: The SEC’s Recent $100K Penalty For Inadvertent and Self-Reported Pay-to-Play Violations Is A Not So Subtle Reminder of the Need for Compliance Vigilance By Benjamin Keane and Michael Pfeifer
Commodities Futures Trading Commission District of Columbia Holiday “Gifts” from the Nation’s Capitol By Benjamin Keane
SEC SEC Gives Registered Investment Advisers More Time to Bring Themselves Into Compliance with the “Pay-to-Play” Ban on Third-Party Solicitation By Benjamin Keane
Federal Government Transparency Advocates Look to the SEC to Accomplish What Congress, The White House, and the IRS To-Date Have Not By Benjamin Keane
SEC The SEC Has Been Busy With Pay-to-Play Compliance and Expects You To Be As Well By Pay to Play Law Group
New Mexico New York SEC New Mexico Chief Investment Officer Resigns after Investigation By Pay to Play Law Group
