Blog
Connecticut Stands Firm to Enforce Pay-to-Play Against State Party Committee
Maryland Just Can’t Help Itself When It Comes to Pay-to-Play Revisions
SEC Pumps the Breaks on the Adoption of FINRA’s Proposed Pay-to-Play Rule
FINRA Submits Final Pay-to-Play Provision for SEC Approval
In the Wake of Maryland’s Recent Pay-to-Play Changes … A Chance to Weigh In on Pending State Regulations
April Showers Bring… Another Round of Pay-to-Play Changes in the State of Maryland
Dentons & McKenna Long to Merge, Giving Clients a Competitive Edge
Amicus Brief Highlights the Massive Reach and Unintended Consequences of SEC Rule 206(4)-5
FINRA Quietly Proposes Pay-to-Play Type Rules for Its Broker-Dealer Members
SEC Starts Hitting the Private Sector Hard for Pay-to-Play Violations
The Potential Consequences of Paying to Play: Birdsall Services Group
Subscribe and stay updated
Receive our latest blog posts by email.