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Pay to Play Law Blog Articles, Resources, Insights on Pay to Play Regulations on the Federal and State Level

Tag Archives: rulemaking

SEC Boots Kickbacks at Federal Level

Posted in SEC

Amid the storm of pay-to-play scandals and as pay-to-play has become an increasingly hot-button state issue, the Securities Exchange Commission (the “SEC”) stepped in on August 3, 2009 to propose measures at the federal level intended to eliminate or at least curtail “pay-to-play” practices. The measures are aimed to regulate the practice of money managers… Continue Reading