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Pay to Play Law Blog

Articles, resources, insights on pay to play regulations on the federal and state level

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Pay to Play Law Blog

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Securites Exchange Commission

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No Good Deed Goes Unpunished: The SEC’s Recent $100K Penalty For Inadvertent and Self-Reported Pay-to-Play Violations Is A Not So Subtle Reminder of the Need for Compliance Vigilance

By Benjamin Keane and Michael Pfeifer
  • SEC

Do SEC and MSRB Pay-to-Play Rules Scare Off Donations to Federal Candidates?

By Benjamin Keane
  • Commodities Futures Trading Commission
  • District of Columbia

Holiday “Gifts” from the Nation’s Capitol

By Benjamin Keane
  • SEC

SEC Gives Registered Investment Advisers More Time to Bring Themselves Into Compliance with the “Pay-to-Play” Ban on Third-Party Solicitation

By Benjamin Keane
  • Transparency

Taking Stock of The STOCK Act. . . . Wither “Political Intelligence”?

By Benjamin Keane
  • Federal Government

Transparency Advocates Look to the SEC to Accomplish What Congress, The White House, and the IRS To-Date Have Not

By Benjamin Keane
  • SEC

MSRB Files Rule Change with SEC

By Dentons Pay to Play Law Group
  • SEC

The SEC Has Been Busy With Pay-to-Play Compliance and Expects You To Be As Well

By Dentons Pay to Play Law Group
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  • SEC

New Mexico Chief Investment Officer Resigns after Investigation

By Dentons Pay to Play Law Group
  • SEC

Blue Ribbon Panel Proposal

By Dentons Pay to Play Law Group
  • SEC

SEC Boots Kickbacks at Federal Level

By Dentons Pay to Play Law Group

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